Investment management

Many clients do not have the time or expertise to manage their own investment account. One of the services I offer is to manage a portion of their investment portfolio based on reviewing their financial goals, time frame and risk tolerance..

Client accounts are held at a third part custodian (TD Ameritrade, Schwab, Fidelity) and are titled in the client’s name. I am only given authority to trade in this account and deduct fees quarterly.

I currently offer investment strategies which include:

Dividend growth strategy

This is a strategy of investing in companies that have increased their dividends consistently over a period of time. Below is a chart that shows the historical outperformance of this strategy. While past performance is not indicative of future results, we can conclude that having an allocation to this strategy should be considered as part of an overall portfolio.

Covered call strategy

This strategy consists of buying stock and immediately selling a call option against it to reduce the realized purchase price of the stock. It is a conservative strategy that provides additional limited downside protection while capping upside appreciation. Please view the video below for more information on this investment strategy.

"Education is the key to making informed financial decisions." -- Elliot Goldberg, Independent Registered Investment Advisor (610) 999-3599
“Education is the key to making informed financial decisions.” — Elliot Goldberg

A discussion with the client precludes implementing any investment strategy to make sure it meets their goals for risk tolerance and time frame. For more information, please call me directly at (610)999-3599.

To view Goldata Financial’s ADV-2A and ADV-2B, please click here.